anotb/second-line-financial-services

AI governance and model risk skills for AI intake, risk tiering, model cards, validation planning, agentic controls, EU AI Act triage, AI vendor review, and board risk packs.

Banking-sector overlays for supervision readiness, credit risk governance, deposit operations controls, and bank-fintech partnership review.

Capital markets and asset-management overlays for adviser exam readiness, marketing evidence, best-execution surveillance, and fund board reporting.

Compliance and controls testing skills for test plans, sampling, evidence requests, workpapers, exception analysis, issue drafting, and QA review.

Consumer compliance and fair lending skills for fair-lending testing, adverse action review, UDAAP risk review, Section 1071 readiness, complaint themes, and marketing claim review.

Financial crime governance skills for CDD, SAR decision QA, AML monitoring model governance, sanctions screening QA, EDD escalation, and negative-news triage.

Insurance-sector overlays for AI triage, life and health pricing governance, claims AI controls, and outsourcing resilience.

Payments and fintech overlays for payments risk assessment, fintech partner controls, payment operations incidents, and open-banking data controls.

Regulatory change management skills for impact assessment, obligation extraction, policy diffing, implementation planning, and exam brief preparation.

Core GRC workflow skills for obligation mapping, control matrices, evidence binders, issue write-ups, human-review gates, and policy gap reviews.

Risk and regulatory reporting skills for risk committee packs, BCBS 239 gap assessment, KRI commentary, SEC cyber disclosure readiness, attestations, and management responses.

Third-party risk and operational resilience skills for vendor diligence, criticality assessment, DORA registers, contract gaps, exit plans, resilience testing, and concentration risk.