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compliance

🔌Plugin

JoelLewis/finance_skills

What it does

Security check pending

US securities regulatory guidance for broker-dealers and investment advisers. Covers FINRA, SEC, ERISA, FinCEN, and CFA Institute GIPS requirements. Guidance-only — no Python scripts.

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Part of

joellewis-finance_skills

financecomplianceregulatorySECFINRAERISA

Installation

Add marketplace in Claude Code:

/plugin marketplace add JoelLewis/finance_skills

Step 2. Install plugin:

/plugin install compliance@finance-skills

Last UpdatedFeb 25, 2026

View on GitHub Back to Plugins

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